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K
kimmer132003 Asked August 2010

I would like to file a colmplaint against a financial advisor in Florida. How do handle this and what forms do I need to complete?

EXPERT Ralph Robbins, CFP® Sep 2010
What "type" of advisor and what "type" of investments are you speaking of? "Financial Advisors" are licensed by one or more entities as insurance agents and/or securities representatives (brokers). Let me know what the problem is and I will help guide you.

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