I would like to file a colmplaint against a financial advisor in Florida. How do handle this and what forms do I need to complete?

Asked by kimmer132003  |  Aug 31, 2010

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Ralph Robbins, Sep 7, 2010

Ralph S. Robbins, CFP© is a fully licensed Certified Financial Planning Practitioner specializing in Eldercare Financial Planning. He works everyday helping families in crisis find creative ways to fund long-term care expenses and deal with family financial issues.

 

What "type" of advisor and what "type" of investments are you speaking of? "Financial Advisors" are licensed by one or more entities as insurance agents and/or securities representatives (brokers). Let me know what the problem is and I will help guide you.

 
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